Compliance Officer, Avp

4 weeks ago

Riyadh, Saudi Arabia Deutsche Bank Full time

**Location**: Saudi Arabia, Riyadh
**Full / Part time**: Full time
**Permanent / Temporary**: Permanent contract
**Corporate Title**: AVP/Associate
**Reporting Line to**: Head of Compliance & AFC, Riyadh Branch
**Start Date**: As soon as possible

***Compliance Officer**:
**Compliance Function**
To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in human and technological terms; able to freely access senior management and the governing bodies; able to access any necessary corporate resource and information; and be able to escalate issues as necessary.

**Your Role**
You are responsible for providing regulatory advice to relevant business and/or infrastructure functions. You support the specific business/infrastructure area in accordance with respective processes and evaluates the adequacy and effectiveness of internal controls relating to risks within those areas. You focus on all non-financial risk categories of the stakeholders and have a deep knowledge of their coverage areas.

**Your Key Responsibilities**
- **Support senior management and employees of Deutsche Bank in understanding and managing**:

- general compliance with the relevant laws, rules, regulations, directives and DB Group standards across the activities and business operating model of the assigned country, that fall under the Compliance risk types
- the prevention and escalation of issues, incidents and breaches relating to Compliance
- the implementation of processes and procedures regarding abuse of assets, systems, information or procedures, for example those involving Confidential Information and Price Sensitive Information (PSI)
- cross-border compliance related matters.
- **Ensure implementation and maintenance of adequate policies and procedures with clarity of accountability and ownership across the first and second lines of defence; ensure such documents support the local country requirements, local management and staff in complying with all related legal and regulatory obligations, relevant Deutsche Bank Group standards as well as best practices and integrity standards applicable to their activities.**:

- **Report regularly to the relevant Deutsche Bank Country Operating Committee, branch Compliance Committee, where necessary, Regulatory Authorities (SAMA) on Compliance matters**:

- **Undertake and be actively involved in proactive and reactive management and escalation of all Compliance risks, issues and breaches, for example, conducting risk assessments.**:

- **Monitor and test compliance with laws, rules, regulations and internal controls in accordance with agreed policy and methodology; report and manage any findings or issues, and support management in their identification of appropriate remedial action plans.**:

- **Participate in, and provide compliance support to, relevant projects ensuring adherence to related standards, mitigation of associated risks and strong stakeholder consideration particularly focused on the client or customer.**:

- **Liaise with Compliance senior management within DB Group to ensure appropriate reporting and escalation of issues and/or incidents.**:

- **Provide compliance advice regarding development of new products in line with appropriate processes and procedures; ensure clear demarcation of such advice from that of other control functions.**:

- **Support a compliance aware culture within the assigned country, including regular and appropriate local education, training and awareness by leveraging related global initiatives.**:

- **Participate in local and global Compliance projects instigated by Deutsche Bank Group.**:

- **Act as a direct contact point for Deutsche Bank country staff to confidentially raise concerns in relation to compliance matters or when improper or illegal activities are suspected (e.g. conflicts of interest, money laundering, market abuse etc.)**:

- **Provide local and regional support to the Regional and Global Compliance management teams, as and when required.**:

- **Act as a contact point for SAMA, represent DB Riyadh in various of regulatory committees along with other banks in Saudi Arabia.**:
**Your Skills and Qualifications**
- **Fluent in written and spoken English**:

- **Between 2 and 3 years work experience**:

- **Experience working as Compliance Officer in a local or international financial institution or within a Regulatory Authority - desirable but not essential**:

- **Familiar with Compliance related laws and regulations,**:

- **Good personality, comfortable with challenging anyone about any action in an appropriate and balanced manner**:

- **Able to handle stressful situations with internal clients and regulators whilst maintaining a professional approach to problem solving**:

- **Capable of building up good connections with local legal, regulatory and public authorities**:

- **Able to work in

  • Sales Representative

    4 weeks ago

    Riyadh, Saudi Arabia AVP Full time

    **Job description** Sales Representative position focused on expanding AVP’s established pipeline of Audio-Visual technology focusing on new clients in Saudi Arabia. **Key Responsibilities** - To develop meaningful and strategic relationships with new key decision makers in the, focused on providing leading Audio-Visual technical solutions. - To sell...

  • Sales Representative

    2 weeks ago

    Riyadh, Saudi Arabia AVP Full time

    **Job description** Sales Representative position focused on expanding AVP’s established pipeline of Audio-Visual technology focusing on new clients in Saudi Arabia. **Key Responsibilities** - To develop meaningful and strategic relationships with new key decision makers in the, focused on providing leading Audio-Visual technical solutions. - To sell...

  • Sales Representative

    2 weeks ago

    Riyadh, Saudi Arabia AVP Full time

    **Job description** Sales Representative position focused on expanding AVP’s established pipeline of Audio-Visual technology focusing on new clients in Saudi Arabia. **Key Responsibilities** - To develop meaningful and strategic relationships with new key decision makers in the, focused on providing leading Audio-Visual technical solutions. - To sell...

  • Sales Representative

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia AVP Full time

    Job descriptionSales Representative position focused on expanding AVP's established pipeline of Audio-Visual technology focusing on new clients in Saudi Arabia.Key Responsibilities To develop meaningful and strategic relationships with new key decision makers in the, focused on providing leading Audio-Visual technical solutions. To sell solutions throughout...

  • Compliance Officer, Avp

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Deutsche Bank Full time

    Location: Saudi Arabia, RiyadhFull / Part time: Full timePermanent / Temporary: Permanent contractCorporate Title: AVP/AssociateReporting Line to: Head of Compliance & AFC, Riyadh BranchStart Date: As soon as possibleCompliance Officer:Compliance FunctionTo ensure effective Compliance risk management, the Bank and its management must ensure the presence of a...

  • Cao - Compliance Officer - Avp

    3 weeks ago

    Riyadh, Saudi Arabia Deutsche Bank Full time

    **CAO - Compliance Officer - AVP**: **Job ID**:R0321574**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-17**Location**:Riad**Position Overview**: **Compliance Function** To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately...

  • Cao - Compliance Officer - Avp

    2 weeks ago

    Riyadh, Saudi Arabia Deutsche Bank Full time

    CAO - Compliance Officer - AVP **Compliance Function** To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in human and technological terms; able to freely access senior management and the governing bodies;...

  • Cao - Compliance Officer - Avp

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Deutsche Bank Full time

    CAO - Compliance Officer - AVP:Job ID:R0321574Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:RiadPosition Overview:Compliance FunctionTo ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in...

  • CAO - Compliance Officer - AVP

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Deutsche Bank AG Full time

    To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in human and technological terms; able to freely access senior management and the governing bodies; able to access any necessary corporate resource and...

  • Compliance Manager

    4 weeks ago

    Riyadh, Saudi Arabia Redholt Full time

    A role has arisen for a Manager/Director (AVP) in the Saudi Arabia Compliance team. The individual will work on all aspects of compliance in support of our client's various business units operating in KSA. The individual will ensure that the organisation acts in compliance with internal policies, external rules and regulations, in particular those relating...

  • Compliance Officer

    2 months ago

    Riyadh, Saudi Arabia SHMA ARABIA - Actuarial Services Company Full time

    We are seeking a Compliance Officer to join our team in Riyadh, Saudi Arabia. As a Compliance Officer, you will play a crucial role in ensuring that our organization operates in accordance with all applicable laws, regulations, and internal policies. You will be responsible for developing and implementing compliance programs, conducting audits and...

  • Compliance Officer

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia SHMA ARABIA - Actuarial Services Company Full time

    We are seeking a Compliance Officer to join our team in Riyadh, Saudi Arabia. As a Compliance Officer, you will play a crucial role in ensuring that our organization operates in accordance with all applicable laws, regulations, and internal policies. You will be responsible for developing and implementing compliance programs, conducting audits and...

  • Compliance Officer

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Charterhouse Middle East Full time

    Job details Location: Riyadh Salary: SAR 30, ,000 Per Month Discipline: Legal - In-House & Private PracticeReference: Posted: 6 days ago Share this job Job description Charterhouse is working with a leading international law firm who is looking to hire an AML Compliance Officer to join their rapidly growing team in Riyadh. About the role This role will...

  • Compliance Officer

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Charterhouse Full time

    The RoleCharterhouse is working with a leading international law firm who is looking to hire an AML Compliance Officer to join their rapidly growing team in Riyadh. This role will assume responsibility for the implementation, development and enforcement of AML and CTF policies for the KSA Offices. The primary focus will fall on the internal systems of the...

  • Compliance Officer

    2 weeks ago

    Riyadh, Saudi Arabia Keir International Company (CJS) Full time

    **General Job Description** The Compliance Officers is responsible to ensure that organizational and its business processes comply with government regulations (IPO, Tadawul, CMA etc.). The job holder will design, develop, implement, and evaluate the Compliance programs and monitor their implementation. **Specific Job Description** - Design, develop,...

  • Associate / Sr. Associate NBD

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Vision Invest Full time

    Job PurposeThe successful candidate will take full ownership of the financial modelling process for greenfield social and economic infrastructure projects in the GCC region. The Associate / Senior Associate will build PPP concession-based financial models from scratch for new projects and bids and will be required to run existing operational models developed...

  • Compliance& Governance Officer

    2 weeks ago

    Riyadh, Saudi Arabia Foodics Full time

    **Who Are We❓** - W_e Are Foodics!_ a leading restaurant management ecosystem and payment tech provider. Founded in 2014 with headquarter in Riyadh and offices across 5 countries, including UAE, Egypt, Jordan and Kuwait. We are currently serving customers and partners in over 35 different countries worldwide. Our innovative products have successfully...

  • Compliance Officer

    2 weeks ago

    Riyadh, Saudi Arabia CharterHouse Full time

    **Job description**: Charterhouse is working with an exciting start-up private equity fund who are the investment arm of a large holding group. Our client is looking for an experienced Compliance Officer to head up their compliance function. **About the role** As the Compliance Officer, this role will be a stand-alone representative responsible for covering...

  • Compliance Officer

    2 weeks ago

    Riyadh, Saudi Arabia CharterHouse Full time

    **Job description**: Charterhouse is working with an exciting start-up private equity fund who are the investment arm of a large holding group. Our client is looking for an experienced Compliance Officer to head up their compliance function. **About the role** As the Compliance Officer, this role will be a stand-alone representative responsible for covering...

  • Ethics & Compliance Officer

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia SYSTRA Full time

    Country/Region: SA- Field: Support & transversal- Location: Riyadh, SA- Type of Contract: Permanent- Level of experience: 05-10 years- Job number:SYSTRA is one of the world's leading engineering and consultancy groups specialising in public transport and sustainable mobility. With over 8,250 employees, SYSTRA's mission is to design safe and sustainable...