Compliance Manager
5 days ago
As a key member of our team, you will be responsible for implementing and maintaining an effective compliance program that prevents illegal, unethical, or improper conduct. You will act as the primary interface between Compliance and Wholesale, monitoring and reporting on the results of compliance and ethics efforts.
Key responsibilities include:
- Policies and Procedures: Develop, initiate, maintain, and revise policies and procedures for the general operation of the compliance program and its related activities.
- Standards of Conduct: Develop and periodically review and update Standards of Conduct to ensure they remain current and relevant.
- Compliance Communication: Institute and maintain an effective compliance communication program for the organization.
- Laws and Regulations: Stay aware of applicable laws and regulations.
- Independent Review: Act as an independent review and evaluation body.
- Compliance Issues: Understand new and existing compliance issues and related policies and procedures.
Requirements:
- At least 4 years of experience in the banking industry.
- A background and knowledge of SAMA regulations.
- Strong ability to communicate effectively.
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