Compliance and Risk Management Leader

2 days ago


Riyadh, Ar Riyāḑ, Saudi Arabia State Street Full time

We are seeking a Compliance and Risk Management Leader to join our team at State Street. As a Vice President, you will be accountable for managing staff and overseeing the implementation and maintenance of effective governance mechanisms to comply with local laws and regulations.

About the Role:

  • This role requires strong leadership skills with the ability to motivate and develop staff members.
  • The successful candidate will have a proven track record of implementing risk management programs and ensuring regulatory compliance.

Key Responsibilities:

  1. Chair and/or participate in committees and forums to ensure processes and controls are in place to meet regulatory and policy requirements.
  2. Provide advisory support to ensure all board and committee charters are in line with local regulatory and policy requirements.
  3. Contribute to board, committee, or forum materials and provide reporting to support management.
  4. Oversee third-party vendors and intercompany arrangements in line with local regulatory or policy compliance.
  5. Oversee business continuity planning and testing.
  6. Maintain a book of client records and legal entity fund lists.
  7. Review and monitor KYC, AML, financial crime compliance in line with regulatory and policy requirements.
  8. Manage and monitor Volcker oversight and reporting to ensure ongoing compliance.


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