Compliance Associate or Senior Associate

1 week ago

Riyadh, Ar Riyāḑ, Saudi Arabia High Street Resources Full time

Our client is a global private markets investment firm focused on providing customized investment solutions, advisory, and data services. Currently seeking a strong Compliance Associate.

Position Overview

This position will be part of a global compliance team and assist in various aspects of the firm's Compliance program. The position's primary responsibility will relate to Saudi Arabia to manage the Saudi compliance calendar, assure necessary filings are completed appropriately and that other relevant obligations are met. In addition, this position will have compliance responsibilities relating to other firm's jurisdictions globally and will review and approve RFP and DDQ requests from clients and prospects for regulatory compliance, review departmental policies and procedures, conduct testing and monitoring of the firm's Compliance infrastructure and actively participate in change management to provide guidance on compliance with regulatory requirements for applicable products and services, and undertake other responsibilities as they may arise.

Essential Job Functions

  • Understand and remain educated on Saudi compliance regime for financial firms in the Kingdom of Saudi Arabia
  • Manage the calendar for firm's Saudi subsidiary and timely file relevant filings and reports
  • Participate in the broader global compliance program:

- Review and approve RFP and DDQ requests from clients and prospects for regulatory compliance

- Participate in the review and recommendation of policies and procedures to ensure operations are compliant with applicable laws and regulations and necessary Saudi addenda

- Assist Compliance team with global forms and filings

- Assist in tracking and managing data collected by Compliance

- Perform elements of the testing program

- Draft compliance reports and communicate findings to senior Compliance team members

- Conduct reviews of alleged compliance violations and escalate to senior Compliance team members

- Identify regulatory impacts on business units and coordinate with business teams to implement necessary operational or policy changes in response to regulatory change

- Support product development and process change management by participating in meetings with project teams to ensure compliance with regulations and internal policies and procedures, as applicable

- Independently research applicable laws and regulations

- Regularly respond to internal team members regarding questions on compliance issues with appropriate, risk-based, and properly supported guidance

- Aid senior Compliance team members in reviewing and analyzing regulatory proposals by various regulatory agencies

- Draft periodic memoranda on compliance issues

- Provide AML and KYC support

- Conduct OFAC and other sanctions checks as needed

- Coordinate with the Investor Relations team to provide compliance and regulatory support of new product offerings, investor reporting and the development of performance metrics

Education and/or Work Experience Requirements

  • Must meet the requirements of a Saudi Compliance Officer including CME 2 and Saudi Nationality
  • Prefer 3 years compliance and regulatory experience with a global asset management firm, preferably with exposure to alternative investments and private markets
  • Familiarity with financial regimes outside of Saudi Arabia a strong plus
  • Familiarity with AML/KYC and sanctions regimes
  • Experience with regulatory examiners for financial institutions (responding to regulatory requests, producing documents and/or leading exams)
  • Experience researching and interpreting laws and regulations, preferably in a financial institution
  • Knowledge of investment products, financial markets, and investment concepts

Required Knowledge, Skills, and Abilities

  • Strong organizational and project management skills
  • Strong individual contributor with the ability to work effectively as a member of a growing team
  • Well-developed interpersonal skills with an ability to establish credibility and to interact with employees throughout the organization, in addition to external advisors
  • Excellent verbal and written communication skills
  • Ability to effectively communicate regulatory rules and requirements
  • Communicate accurate and timely information to key stakeholders
  • Strong problem-solving skills and the ability to work independently
  • Handle moderately complex issues and problems and refer more complex issues to senior Compliance team members
  • Demonstrate in-depth knowledge and expertise of applicable laws and regulations

Other Attributes

  • Self-starter, organized, analytical, detail oriented
  • Exhibit professionalism, integrity, openness and respect
  • Culture carrier for Compliance team values
  • Strong work ethic and excellent interpersonal skills

#J-18808-Ljbffr

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia PER, Private Equity Recruitment Full time

    Senior Associate / AVP, MENA Aviation & Industrial Services Private Equity , Riyadh, Saudi Arabia Senior Associate / AVP, MENA Aviation & Industrial Services Private Equity , Riyadh, Saudi Arabia About our clientOur client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a...

  • Associate (Financial Crime Compliance)

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez & Marsal Full time

    Associate (Financial Crime Compliance)DescriptionCompany OverviewAlvarez & Marsal (A&M) is a global professional services firm with more than $2+ billion in revenues, +7,500 staff and over 70 offices worldwide, specializing in turnaround and interim management, performance improvement and business advisory services. A&M delivers specialist operational,...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Coen+Partners Full time

    About UsWe find inspiration in the immediate, local, and regional context of our projects. From this deep understanding of place, we combine design expertise, rigorous and forward-thinking research, and intuition to shape landscapes that complement nature and encourage community. This approach ensures refined projects that honor context, connection, and...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Michael Page International (UAE) Full time

    We have been made aware of a global phishing campaign where employees from companies are being impersonated. We are confident that no PageGroup system has been breached. Find out how to protect yourself Senior Associate - Technology Operations Riyadh Permanent Join a multinational bankBe an integral part of the Technology team in Saudi ArabiaAbout Our...

  • Sales Associates/senior Sales Associates

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Cartier Full time

    Reference Code: 90488Sales Associates/Senior Sales Associates (Saudi Nationals in Riyadh):Riyadh, 01, SAPermanentThe story of Cartier is founded on audacity and passion. For more than 170 years we have embraced a bold, pioneering spirit that continues to inspire our teams across all Métiers from our boutiques to our workshops and corporate offices. Our...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Taylor Root Global Legal Recruitment Full time

    Senior Associate Corporate M&A US FirmLocationRiyadhContract TypePermanentPostedPosted 42 mins agoIndustryLaw firmSalary$ $400000 per annum + tax free salary plus bonus, relocationExpiry Date Saudi Arabia has become one of the most attractive markets in this region for international companies seeking new mergers and acquisitions, and it is set to maintain...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Robert Walters Full time

    An exciting opportunity has arisen for a Senior Associate with a strong background in Private Equity or Investment Banking to join a large family holding group based in Riyadh, KSA. This role is ideal for someone who thrives in a collaborative and inclusive environment, where their commitment and interpersonal skills will be highly valued.Qualifications...

  • Associate / Senior Associate, Mena Aviation Private

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia PER, Private Equity Recruitment Full time

    PER, Private Equity RecruitmentRiyadh, Saudi ArabiaPosted 5 hours ago Permanent Competitive Associate / Senior Associate, MENA Aviation Private Equity Investments, Riyadh, Saudi Arabia Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a growing private equity investment...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Private Equity Recruitment Ltd Full time

    About our clientOur client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a growing private equity investment team based in Saudi Arabia. The role will focus on high growth investments in the aviation sectors across the MENA region. The team invests via direct equity...

  • Associate & Senior Associate (Turnaround &

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez and Marsal Full time

    DescriptionCompany OverviewAlvarez & Marsal ("A&M") is a global consulting firm with more than $2+ billion in revenues, c.7000+ staff and over 70 offices around the globe and a broad range of professional services including Turnaround, Financial Restructuring, Transaction Advisory, Performance Improvement, Corporate Transformation, Financial Institutions...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez & Marsal Full time

    Senior Associate & Manager (Infrastructure & Capital Projects KSA)DescriptionCompany OverviewAlvarez & Marsal (A&M) is a global professional services firm with more than $2+ billion in revenues, +8,000 staff and over 70 offices worldwide. Specializing in turnaround and interim management, performance improvement and business advisory services. A&M delivers...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez & Marsal Full time

    Senior Associate & Manager (Infrastructure & Capital Projects KSA)DescriptionCompany OverviewAlvarez & Marsal (A&M) is a global professional services firm with more than $2+ billion in revenues, +8,000 staff and over 70 offices worldwide. Specializing in turnaround and interim management, performance improvement and business advisory services. A&M delivers...

  • Multiple Opportunities: Associate to Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez & Marsal Full time

    Multiple Opportunities: Associate to Associate Director - Turnaround & Restructuring, KSADescriptionJob title: Multiple Opportunities: Associate, Senior Associate and Associate DirectorLocation: Riyadh, KSABusiness unit: Turnaround & Restructuring, Middle EastCompany OverviewAlvarez & Marsal ("A&M") is a global consulting firm with more than $2+ billion in...

  • Senior Associate Investments

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Ajlan & Bros Holding Full time

    The Senior Associate will:· Ensure the effective and timely assessment of investment strategies, investment plans and investment targets in selected sectors and geographies, to ensure that the organization remains a leader within its defined sector and industry.· Monitor and manage financial and investment performance of the investment portfolio.Manage a...

  • Senior Associate Risk, Forensics

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Ankura Full time

    Ankura is a team of excellence founded on innovation and growth.The Risk, Forensics & Compliance practice is one of seven practices focused on client delivery services across the firm.This Senior Associate position supports Ankura's newly created EMEA Risk Forensics and Compliance practice (RF&C), which has the ambition to be the clear market leader in its...

  • Design Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia KBR Full time

    Title:Design AssociateThe project is a major build asset programme for a mixed-use development aiming to be a global landmark recognized for its unique vision and position as an authentic destination in Riyadh. The community will be a distinct, self-sustaining hub for Riyadh offering several iconic assets. KBR is providing Project Management Consultancy...

  • Design Associate

    2 months ago

    Riyadh, Ar Riyāḑ, Saudi Arabia KBR Full time

    Title:Design AssociateThe project is a major build asset programme for a mixed-use development aiming to be a global landmark recognized for its unique vision and position as an authentic destination in Riyadh. The community will be a distinct, self-sustaining hub for Riyadh offering several iconic assets. KBR is providing Project Management Consultancy...

  • Associate / Senior Associate, Construction Disputes

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Ankura Full time

    Ankura is a team of excellence founded on innovation and growth.This position supports the Ankura Construction Disputes & Advisory practice - one of seven practices focused on client delivery services across the Firm.Ankura is recognised as one of the five fastest growing consulting companies with 1800 employees across 32 offices in four continents,...

  • Associate/Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Michael Page International (UAE) Full time

    About Our Client This well-established investment firm is a leader in the MENA region, known for its commitment to responsible investment practices and a strong track record of identifying high-potential companies. Job DescriptionDeal Origination & Evaluation: Source, identify, and evaluate potential investment opportunities across the MENA region, aligning...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Alvarez & Marsal Deutschland GmbH Full time

    Senior Associate & Manager (Infrastructure & Capital Projects KSA)Alvarez & Marsal (A&M) is a global professional services firm with more than $2+ billion in revenues, +8,000 staff and over 70 offices worldwide. Specializing in turnaround and interim management, performance improvement and business advisory services. A&M delivers specialist operational,...