Compliance and Money Laundering Reporting Officer
2 weeks ago
**JOB DESCRIPTION**
Join our Riyadh Compliance team as Vice president and provide support to Corporate & Investment Bank businesses conducted in the jurisdiction. The role will report locally to the CEO and functionally to the Head of Compliance for the Middle East & North Africa.
As a Compliance and Money Laundering Reporting Officer in Riyadh Compliance team you will conduct compliance monitoring activities, formulate regulatory and control policies, assist in risk assessments, provide guidance with new product developments and implementations as well as educate staff in regard to compliance policies and procedures.
**Job responsibilities**
- Performs the role of Compliance and Money Laundering Reporting Officer, registered with CMA, maintaining the regulatory relationship for JPMSA and responding to regulatory notices and request
- Provides pro-active advice to business management in the development of policies and procedures for JPMSA office, designed to achieve and ensure compliance with corporate and regulatory requirements, specifically CMA and US rules (where applicable) and corporate policies such as the Code of Conduct
- Promotes a strong Compliance culture throughout the JPMSA office, establishing Compliance priorities with senior management and communicating these priorities effectively, assisting in the preparation and delivery of the compliance training and awareness programme
- Conducts regular reviews to verify policies and procedures conform with the latest regulations, specifically ensuring the Compliance Manuals for Saudi Arabia is kept up to date
- Manages the Compliance Committee, represents Compliance on Local Management Committee, Local Risk Committee and Local Operating Committee reporting on Compliance priorities and issues
- Conducts an annual Compliance monitoring programme to verify policies and procedures conform with the latest regulations
- Identifies and investigates potential rule breaches, providing options available to manage and mitigate them and coordinating corrective action with other control functions as necessary/required. In relation to the role of MLRO, receiving suspicious activity reports from JPMSA personnel and reporting to SAFIU, where appropriate, and preparing and submitting periodic reports on anti-money laundering and terrorist financing activities
**Required qualifications, capabilities, and skills**
- Strong written and verbal communication skills. Proficient in written and spoken English
- Exceptional research and analytical skills. Independent decision maker, able to make time-sensitive assessments and to discuss complex regulatory issues with senior management
- Experience working with internal groups including Legal, Audit, or Risk to ensure consistent understanding of requirements
- Excellent understanding of CMA/Tadawul /Edaa regulations and as well understanding of all lines of business and products
- Highly collaborative with a strong emphasis on team work and fostering a positive team spirit
- Proactive attitude with strong commitment to go above and beyond
- Proficient in MS Office (Outlook/Word/Excel/Access/PowerPoint)
- University's degree or equivalent experience required
- CME1, CME2 and the Advanced Compliance and AML certificates
**Preferred qualifications, capabilities, and skills**
- Experience having worked in a CMA regulated environment
- Legal/Business education would be highly considered
- Professional certificates such as CAMS or ICA
**ABOUT US**
J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world’s most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants’ and employees’ religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
**ABOUT THE TEAM**
Our professionals in our Corporate Functions cover a diverse range of areas from finance and risk to human resources and marketing. Our corporate teams are an essential part of our company, ensuring that we’re setting our businesses, clients, customers and employees up for success.
Our Compliance teams work glob
-
Senior Manager Compliance
2 weeks ago
Riyadh, Saudi Arabia SSC Egypt Full timeFunctioning as Compliance Officer and Money Laundering Reporting Officer. - Providing day-to-day support in executing compliance deliverables. - Drafting, executing, and supporting the compliance monitoring and testing program and performing desk reviews and test checks to assess the status of compliance. - Maintaining and updating compliance and anti-money...
-
Compliance Officer and Mlro
4 weeks ago
Riyadh, Saudi Arabia LRI Invest S.A. Full time**Role and Responsibilities include**: Setting, establishing and monitoring adherence to processes, policies and procedures to meet -compliance, legal and regulatory requirements. **Responsibilities**: - Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and CMA...
-
Compliance Officer
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia Charterhouse Middle East Full timeJob details Location: Riyadh Salary: SAR 30, ,000 Per Month Discipline: Legal - In-House & Private PracticeReference: Posted: 6 days ago Share this job Job description Charterhouse is working with a leading international law firm who is looking to hire an AML Compliance Officer to join their rapidly growing team in Riyadh. About the role This role will...
-
Compliance Officer
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia Charterhouse Full timeThe RoleCharterhouse is working with a leading international law firm who is looking to hire an AML Compliance Officer to join their rapidly growing team in Riyadh. This role will assume responsibility for the implementation, development and enforcement of AML and CTF policies for the KSA Offices. The primary focus will fall on the internal systems of the...
-
Vice President, Advisory Compliance
4 weeks ago
Riyadh, Saudi Arabia BlackRock Full timeDescription About this role Compliance Officer / MLRO - Middle East Corporate Title: Head of Compliance and MLRO Location: Riyadh - Kingdom of Saudi Arabia (KSA) BlackRock is a global leader in investment management, risk management and advisory services for institutional and retail clients. BlackRock helps clients around the world meet their financial...
-
Compliance Officer
2 weeks ago
Riyadh, Saudi Arabia Charterhouse Full timeThe Role Charterhouse is working with a leading international law firm who is looking to hire an AML Compliance Officer to join their rapidly growing team in Riyadh. This role will assume responsibility for the implementation, development and enforcement of AML and CTF policies for the KSA Offices. The primary focus will fall on the internal systems of the...
-
Head of Compliance
1 week ago
Riyadh, Saudi Arabia LRI Invest S.A. Full time**Role and Responsibilities include**: Setting, establishing and monitoring adherence to processes, policies and procedures to meet compliance, legal and regulatory requirements. **Responsibilities**: - Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and CMA...
-
Money Laundering Reporting Officer MLRO
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia Finitas Full timeEU BasedStrong with Web3Minimum of 5 years work experienceAn understanding of MiCA Regulations This is an exciting new opportunity for an MLRO based in Europe to join a network enabling the tokenisation of Real World Assets so please register your interest by sending your CV.
-
Money Laundering Reporting Officer MLRO
4 weeks ago
Riyadh, Saudi Arabia Finitas Full timeEU BasedStrong with Web3Minimum of 5 years work experienceAn understanding of MiCA Regulations This is an exciting new opportunity for an MLRO based in Europe to join a network enabling the tokenisation of Real World Assets so please register your interest by sending your CV.
-
Compliance Officer, Avp
4 weeks ago
Riyadh, Saudi Arabia Deutsche Bank Full time**Location**: Saudi Arabia, Riyadh **Full / Part time**: Full time **Permanent / Temporary**: Permanent contract **Corporate Title**: AVP/Associate **Reporting Line to**: Head of Compliance & AFC, Riyadh Branch **Start Date**: As soon as possible ***Compliance Officer**: **Compliance Function** To ensure effective Compliance risk management, the Bank and...
-
Compliance Specialist
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia DLOCAL Full timeWhy you should join dLocal?dLocal enables the biggest companies in the world to collect payments in 40 countries in emerging markets. Global brands rely on us to increase conversion rates and simplify payment expansion effortlessly. As both a payments processor and a merchant of record where we operate, we make it possible for our merchants to make inroads...
-
Cao - Head of Compliance & Anti-financial Crime
3 weeks ago
Riyadh, Saudi Arabia Deutsche Bank Full timeCAO - Head of Compliance & Anti-Financial Crime - Vice President **Compliance and Anti-Financial Crime** As 2nd Line of Defense (LOD) functions, Compliance and AFC seek to protect the licenses of Deutsche Bank to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory...
-
Cao - Head of Compliance & Anti-financial Crime
3 weeks ago
Riyadh, Saudi Arabia Deutsche Bank Full time**CAO - Head of Compliance & Anti-Financial Crime - Vice President**: **Job ID**:R0325909**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-04-17**Location**:Riad**Position Overview**: **Compliance and Anti-Financial Crime** As 2nd Line of Defense (LOD) functions, Compliance and AFC seek to protect the licenses of Deutsche Bank to...
-
Compliance Specialist
3 months ago
Riyadh, Saudi Arabia InvestSky Full time**Compliance Specialist**: - Riyadh- Work Type: Full Time- We are looking for someone passionate about building the next big thing and making a true impact in the region. **Key Responsibilities**: - Administering Relevant Policies & Procedures - Review and advise on areas of regulatory change and applicable best practices and update the relevant manuals...
-
Cao - Compliance Officer - Avp
3 weeks ago
Riyadh, Saudi Arabia Deutsche Bank Full time**CAO - Compliance Officer - AVP**: **Job ID**:R0321574**Full/Part-Time**:Full-time**Regular/Temporary**:Regular**Listed**:2024-05-17**Location**:Riad**Position Overview**: **Compliance Function** To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately...
-
Cao - Compliance Officer - Avp
3 weeks ago
Riyadh, Saudi Arabia Deutsche Bank Full timeCAO - Compliance Officer - AVP **Compliance Function** To ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in human and technological terms; able to freely access senior management and the governing bodies;...
-
Compliance Officer, Avp
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia Deutsche Bank Full timeLocation: Saudi Arabia, RiyadhFull / Part time: Full timePermanent / Temporary: Permanent contractCorporate Title: AVP/AssociateReporting Line to: Head of Compliance & AFC, Riyadh BranchStart Date: As soon as possibleCompliance Officer:Compliance FunctionTo ensure effective Compliance risk management, the Bank and its management must ensure the presence of a...
-
AML & Compliance Officer – Riyadh / Middle East
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia WorldFirst Full timeAML & Compliance Officer – Riyadh / Middle EastLegal, Audit, Risk, and ComplianceRiyadh,Saudi Arabia Ant International strives to become the most trusted digital services connector to achieve sustainable growth of global commerce. With a focus on Travel, Trade, Technology, and Talent, Ant International is committed to enhancing the digital mindset and...
-
Self Supervisory Unit
2 weeks ago
Riyadh, Saudi Arabia Swisslinx Full timeOn behalf our client, an international bank based in Riyadh, we are looking for a Saudi National (SSU) Officer (AVP) level to join their team. Reporting to Head of Compliance, your main role will be: - Timely response of queries received from the SAMA Execution Division on prescribed manner after verification accuracy of information and the relevant...
-
Cao - Compliance Officer - Avp
2 weeks ago
Riyadh, Ar Riyāḑ, Saudi Arabia Deutsche Bank Full timeCAO - Compliance Officer - AVP:Job ID:R0321574Full/Part-Time:Full-timeRegular/Temporary:RegularListed: Location:RiadPosition Overview:Compliance FunctionTo ensure effective Compliance risk management, the Bank and its management must ensure the presence of a Compliance Department that is: independent; adequately resourced (quantity and quality), both in...