Head of Compliance

7 months ago

Riyadh, Saudi Arabia LRI Invest S.A. Full time

**Role and Responsibilities include**:
Setting, establishing and monitoring adherence to processes, policies and procedures to meet compliance, legal and regulatory requirements.

**Responsibilities**:

- Overseeing licensing requirements and regulatory obligations while ensuring that compliance activity takes account of all relevant legislation and CMA related activities.
- Ensuring the effective implementation of the Compliance Monitoring programme and performing monitoring activities;
- Ensuring that non-compliant findings are tracked with the respective business function managers until resolved;
- Reporting compliance issues to the CEO and the Board.
- Preparing and submitting compliance reports to management and various committees and governance structures within the Apex Group;
- Preparing and submitting reports to regulatory authorities;
- Keeping up-to-date with all relevant laws and regulations and communicating regulatory changes and developments to senior management and staff.
- Providing advice, and assistance where relevant, to senior management and staff on Apex Group compliance-related matters
- Setting strategy for managing the relationship with the CMA and for all operational aspects of it, including visits and reporting.
- Maintaining a register of complaints, conflicts of interest, compliance and data breaches, and actively manage adherence to the complaints process and mitigation of breaches.
- Providing assistance and support in satisfying staff training and development needs and plans to new regulations and legislation.
- Preparing training material and deliver training in compliance with regulatory obligations and business procedures
- Oversee the regulatory risks within the business
- Acting as the Firm’s MLRO, establishing and maintaining the Applicant’s Anti Money Laundering policies, procedures, systems and controls in compliance with the CMA Anti Money Laundering rules and all relevant legislation applicable in the Kingdom.
- Monitoring suspicious transactions, identify potential sanctions and submit reporting as required;
- Promoting a positive compliance culture through engagement with staff
- Handling other ad-hoc compliance-related projects that may be assigned from time to time

**Skills Required**:

- Finance services experience of 5 to 7 years working within a financial environment, Funds experience an advantage.
- Understanding of the relevant regulations in KSA.
- Relevant professional qualifications e.g. AML, CDD, Compliance, Risk, or equivalent.
- Experience in Customer Due Diligence (CDD/KYC) on various international corporate structures.
- Excellent communication and organisation skills.
- Experienced leader able to develop team members.
- Motivated and driven and a team player.
- Solutions driven critical thinking, with the ability to adapt to change

**What you will get in return**:

- A high level of visibility within a large organisation on an upwards trajectory
- The ability to define compliance processes to drive innovation and have a tangible impact on the business
- Be part of a dynamic and fast-paced team that makes a genuine impact on the business
- Exposure to all aspects of the business and cross-jurisdiction
- The opportunity to innovate, bring discipline to brand activity and really make a difference.

**Additional information**:

  • Head of Statutory and Regulation Compliance

    2 weeks ago

    Riyadh, Saudi Arabia Parsons Full time

    **Head of Statutory and Regulation Compliance** NEOM The Line The Head of Statutory and Regulatory Compliance will develop strategies and plans to provide assurance that the statutory and regulatory requirements are being met. The individual will be responsible for leading the development of the process that engages and enables the LINE teams to understand...

  • Head of Compliance

    2 weeks ago

    Riyadh, Saudi Arabia Cigna Full time

    The MEA Legal and Compliance team is a collaborative and high performing function which enjoys and values the support of the business. Influence and collaborate with business leaders, legal, audit, information protection, privacy and compliance leadership to define, develop and implement business unit compliance, privacy and ethics programs in Saudi Arabia,...

  • Cao - Head of Compliance & Anti-financial Crime

    7 months ago

    Riyadh, Saudi Arabia Deutsche Bank Full time

    CAO - Head of Compliance & Anti-Financial Crime - Vice President **Compliance and Anti-Financial Crime** As 2nd Line of Defense (LOD) functions, Compliance and AFC seek to protect the licenses of Deutsche Bank to operate by promoting and enforcing adherence with laws, regulations, rules, expectations of regulators, the standards of self-regulatory...

  • Head of Compliance and Operational Risk Control

    2 weeks ago

    Riyadh, Saudi Arabia UBS Full time

    Saudi Arabia - Compliance - Group Functions **Job Reference #** - 256247BR **City** - Riyadh **Job Type** - Full Time **Your role** - Are you looking for a new challenge, in an interesting and dynamic environment? Then you might be our new Head of C&ORC Saudi Arabia, as we are looking for someone who can: - perform the Compliance function, including...

  • Compliance Director

    7 months ago

    Riyadh, Saudi Arabia BlackRock, Inc. Full time

    Compliance Director **About this role** **Business Unit Overview**: BlackRock's Compliance Department protects BlackRock's reputation and provides client focused advice. It understands, challenges and advises on the impact of regulation in our business, with the objective of: - Actively participating in business decisions to champion our clients'...

  • Compliance Director

    7 months ago

    Riyadh, Saudi Arabia BlackRock Full time

    Description About this role Business Unit Overview: BlackRock's Compliance Department protects BlackRock’s reputation and provides client focused advice. It understands, challenges and advises on the impact of regulation in our business, with the objective of: - Actively participating in business decisions to champion our clients’ interests and assist...

  • Senior Associate

    7 months ago

    Riyadh, Saudi Arabia D360 Bank Full time

    Senior Associate - Regulatory Compliance The Compliance Senior Officer supports the implementation of controls, compliance checks, and compliance processes including advisory, compliance monitoring, and responses to compliance-related inquiries. He/she executes tasks as per defined procedures to ensure regulatory compliance across D360 and their assigned...

  • Head of Finance

    5 days ago

    Riyadh, Saudi Arabia Professional Recruitment Full time

    To be responsible for taking on a leadership role in financial decision-making that affects the group, and will provide strategic financial input to Board, Directors, and senior management. While keenly overseeing the overall accounting process, the Head - Finance will play a key role in developing and implementing financial procedures to improve and...

  • Head of Risk

    7 months ago

    Riyadh, Saudi Arabia Tabby Full time

    Head of Risk **Head of Risk** **Department**:Management **Employment Type**:Full Time **Location**:KSA **Description** Tabby creates financial freedom in the way people shop, earn and save, by reshaping their relationship with money. The company's flagship offering allows shoppers to split their payments online and in-store with no interest or fees....

  • Head of Legal

    7 months ago

    Riyadh, Saudi Arabia Tabby Full time

    Head of Legal **Head of Legal** **Department**:Legal **Employment Type**:Full Time **Location**:KSA **Description** **Tabby **creates financial freedom in the way people shop, earn, and save, by reshaping their relationship with money. The company's flagship offering allows shoppers to split their payments online and in-store with no interest or fees....

  • Head of Logistics

    9 months ago

    Riyadh, Saudi Arabia Antal International Full time

    A large and renowned diversified group dealing in Automotive, Aviation, Freight & Car Lease is seeking highly skilled and experienced for Head Logistics(Group Leadership role). The person will be responsible for overseeing all logistics operations at the group level, ensuring the smooth and efficient transportation of goods and materials across the...

  • Contract Compliance Specialist

    7 months ago

    Riyadh, Saudi Arabia King Faisal Specialist Hospital and Research Centre Full time

    Responsible for identifying, analyzing, monitoring and reporting compliance obligations arising from the organization contractual commitments related to service delivery contracts and agreements with payers, and related to strategic partnership and alliances **Essential Responsibilities and Duties**: 1. Implements approved compliance methodologies,...

  • Mlro & Compliance Manager

    2 weeks ago

    Riyadh, Saudi Arabia Foreground LLC Full time

    Our client is one of the fastest growing fintech start-ups providing invoice discounting services in Kingdom of Saudi Arabia, they are looking to hire an MLRO & Compliance Manager for their Riyadh office. The role holder will be a detail-oriented and empathetic leader to head up Compliance and MLRO. **Duties & Responsibilities**: Coach the team to achieve...

  • Compliance Officer

    7 months ago

    Riyadh, Saudi Arabia CharterHouse Full time

    **Job description**: Charterhouse is working with an exciting start-up private equity fund who are the investment arm of a large holding group. Our client is looking for an experienced Compliance Officer to head up their compliance function. **About the role** As the Compliance Officer, this role will be a stand-alone representative responsible for covering...

  • Compliance Officer

    7 months ago

    Riyadh, Saudi Arabia CharterHouse Full time

    **Job description**: Charterhouse is working with an exciting start-up private equity fund who are the investment arm of a large holding group. Our client is looking for an experienced Compliance Officer to head up their compliance function. **About the role** As the Compliance Officer, this role will be a stand-alone representative responsible for covering...

  • Ethics Risk

    3 days ago

    Riyadh, Saudi Arabia Novartis Full time

    Position Purpose: - Support the implementation and continuous improvement of an effective Compliance program with specific focus on relevant health regulations (e.g., fraud & abuse, promotional/non-promotional, clinical) and industry codes. Lead the development and execution of effective monitoring and remediation activities in assigned country/ region. -...

  • Head of Quality and Training

    6 months ago

    Riyadh, Saudi Arabia Arbete Careers Full time

    **Quality and Training Manager** **One of our clients is in the Mobile Delivery Application Industry ie (DAAS) in Riyadh, Saudi Arabia, and is hiring for the position of Head of Quality and Training** **Location: Riyadh** **Years of Experience: 5 Years in a leadership role** **Education: Bachelor's degree in a relevant field; advanced degree or...

  • Vice President, Advisory Compliance

    1 week ago

    Riyadh, Saudi Arabia BlackRock Full time

    **Description** **About this role** **Business Unit Overview**: BlackRock's Compliance Department protects BlackRock’s reputation and provides client focused advice. It understands, challenges and advises on the impact of regulation in our business, with the objective of: - Actively participating in business decisions to champion our clients’...

  • Head of Development

    7 months ago

    Riyadh, Saudi Arabia Management Recruitment Group Full time

    **Confidential Job Advertisement** **Position**:Head of Development - Sports Real Estate **Location**: Riyadh, Saudi Arabia **Company**: MRG Global on behalf of a Confidential PIF-backed Client MRG Global is conducting a confidential search on behalf of our client for a visionary leader to fill the position of Head of Development responsible for sports...

  • Head of Audit

    7 months ago

    Riyadh, Saudi Arabia Tabby Full time

    Head of Audit **Head of Audit** **Department**:Management **Employment Type**:Full Time **Location**:KSA **Description** **Tabby** creates financial freedom in the way people shop, earn, and save, by reshaping their relationship with money. The company's flagship offering allows shoppers to split their payments online and in-store with no interest or...