Senior Associate

3 months ago

Riyadh, Saudi Arabia D360 Bank Full time

Senior Associate - Regulatory Compliance

The Compliance Senior Officer supports the implementation of controls, compliance checks, and compliance processes including advisory, compliance monitoring, and responses to compliance-related inquiries. He/she executes tasks as per defined procedures to ensure regulatory compliance across D360 and their assigned areas, and escalates to the Head of Regulatory Compliance, and/or other relevant stakeholders. He/she will work with the Head to maintain Compliance processes and procedures.

**Responsibilities**
- Supports Control and monitors all SAMA observations and coordinates with concerned internal stakeholders to ensure the proper closure and alignment with the target date.
- Conduct routine review and monitoring based on established procedures to ensure all related rules and regulations have been embedded.
- Collaborate with other Functions to direct compliance issues to appropriate existing channels for investigation and resolution.
- Work with the Head to identify potential areas of compliance vulnerability and risk, and develop and implement corrective action plans.
- Monitor communication channels for compliance queries, and advise/escalate to relevant stakeholders
- Participate in resolving regulatory issues that emerge from the information requirements of internal and external stakeholders.
- Advise internal clients and stakeholders on compliance resources and references
- Works with Functions in the development of products, partnerships, and technology platforms, and with onboarding clients to ensure that regulatory compliance is built into the process.

**Qualifications**

**Preferred Qualifications**

A tertiary-level qualification from an internationally/regionally recognized institution.

**Years & Nature of Experience**
- Would have 3 to 5 years of equivalent experience where required competencies and experience has been demonstrated
- An experienced professional who can deliver on difficult technical tasks
- Has project implementation experience
- Is self-sufficient at work and could be given small project responsibility
- Has provided technical supervision to junior staff in the past

**Technical Competencies**
- Data Collection and Analysis
- Compliance Monitoring and Surveillance
- Research and Information Structuring
- Risk and Compliance Reporting

**Behavioural Competencies**
- Communication
- Teamwork
- Interpersonal Skills
- Problem Solving

Job ID 300000022559177

  • Associate / Senior Associate, Mena Aviation Private

    4 months ago

    Riyadh, Saudi Arabia PER, Private Equity Recruitment Full time

    -PER, Private Equity Recruitment Riyadh, Saudi Arabia Posted 5 hours ago Permanent Competitive - Associate / Senior Associate, MENA Aviation Private Equity Investments, Riyadh, Saudi Arabia- Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a growing private equity...

  • Associate / Senior Associate, Mena Aviation Private

    3 months ago

    Riyadh, Saudi Arabia PER, Private Equity Recruitment Full time

    Associate / Senior Associate, MENA Aviation Private Equity Investments, Riyadh, Saudi Arabia **About our client** Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a growing private equity investment team based in Saudi Arabia. The role will focus on high growth...

  • Compliance Associate or Senior Associate

    3 months ago

    Riyadh, Saudi Arabia High Street Resources Full time

    Compliance Associate or Senior Associate / Saudi Compliance Officer Our client is a global private markets investment firm focused on providing customized investment solutions, advisory, and data services. Currently seeking a strong Compliance Associate. **Position Overview** This position will be part of a global compliance team and assist in various...

  • Senior Associate

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia PER, Private Equity Recruitment Full time

    Senior Associate / AVP, Private Equity Investment Team, MENA RegionAbout our clientOur client is a reputable private equity firm with a strong track record of success. This is an exciting opportunity for an experienced professional to join a growing private equity investment team in the MENA region. The role will focus on high-growth investments in the...

  • Senior Manager

    4 months ago

    Riyadh, Saudi Arabia Talent Order Full time

    **Senior Manager - Associate Director - Internal Audit**: KSA The Senior Manager - Associate Director - Internal Audit is responsible for leading and managing, engagements, a team of internal auditors and new business in the execution of internal audit engagements. The primary responsibilities of the Senior Manager - Associate Director - Internal Audit...

  • Associate / Senior Associate, Mena Aviation Private

    5 months ago

    Riyadh, Saudi Arabia Private Equity Recruitment Ltd Full time

    Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate / Senior Associate to join a growing private equity investment team based in Saudi Arabia. The role will focus on high growth investments in the aviation sectors across the MENA region. The team invests via direct equity...

  • Senior IT Systems Administrator

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia SENIOR SPIRIT OF ROSELLE PARK Full time

    Job SummaryWe are seeking a highly skilled Senior System Admin to join our team at SENIOR SPIRIT OF ROSELLE PARK. As a key member of our IT department, you will be responsible for managing and maintaining our Microsoft 365 environment, ensuring the security and compliance of our systems, and providing exceptional technical support to our employees.Key...

  • Senior IT Systems Administrator

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia SENIOR SPIRIT OF ROSELLE PARK Full time

    Job SummaryWe are seeking a highly skilled Senior System Admin to join our team at SENIOR SPIRIT OF ROSELLE PARK. As a key member of our IT department, you will be responsible for managing and maintaining our Microsoft 365 environment, ensuring the security and compliance of our systems, and providing exceptional support to our employees.Key...

  • Growth - Experienced Associate/Senior Associate

    2 months ago

    Riyadh, Saudi Arabia Deloitte Full time

    Position Summary Location Riyadh Growth - Experienced Associate/Senior Associate Deloitte, established globally in 1845, is the world's largest and leading professional services firm, providing audit and assurance, tax, consulting, financial advisory, and risk advisory services to public and private clients spanning multiple industries. We are...

  • Senior IT Audit Associate

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia ISACA Full time

    About the RoleWe are seeking a highly skilled Senior IT Audit Associate to join our team at ISACA. As a Senior IT Audit Associate, you will play a key role in performing assurance and testing work for a portfolio of diversified clients in different industries.Key ResponsibilitiesContribute to engagement planning by performing business process understanding...

  • Senior Associate, International Private Equity Fund

    3 months ago

    Riyadh, Saudi Arabia PER, Private Equity Recruitment Full time

    PER, Private Equity Recruitment Riyadh, Saudi ArabiaPosted 1 day ago Permanent Competitive - Senior Associate, International Private Equity Fund of Funds, Riyadh, Saudi Arabia **About our client** Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate/Senior Associate to join their growing team based...

  • Multiple Opportunities: Associate to Associate

    4 months ago

    Riyadh, Saudi Arabia Alvarez & Marsal Full time

    Multiple Opportunities: Associate to Associate Director - Turnaround & Restructuring, KSA **Description** **Job title: Multiple Opportunities: Associate, Senior Associate and Associate Director** **Location: Riyadh, KSA** **Business unit: Turnaround & Restructuring, Middle East** **Company Overview** Alvarez & Marsal ("A&M") is a global consulting firm...

  • Senior Investment Associate

    2 weeks ago

    Riyadh, Ar Riyāḑ, Saudi Arabia The 1 Percent Full time

    About The 1 PercentThe 1 Percent is a leading real estate investment firm that specializes in regulated real estate investment funds. Our team of experienced professionals is dedicated to delivering exceptional investment returns while maintaining the highest standards of governance and compliance.Job SummaryWe are seeking a highly skilled Senior Associate...

  • Design Associate

    5 months ago

    Riyadh, Saudi Arabia KBR Full time

    **Title**: Design associate The project is a major build asset programme for a mixed-use development aiming to be a global landmark recognized for its unique vision and position as an authentic destination in Riyadh. The community will be a distinct, self-sustaining hub for Riyadh offering several iconic assets. KBR is providing Project Management...

  • Design Associate

    5 months ago

    Riyadh, Saudi Arabia KBR Full time

    **Title**: Design Associate The project is a major build asset programme for a mixed-use development aiming to be a global landmark recognized for its unique vision and position as an authentic destination in Riyadh. The community will be a distinct, self-sustaining hub for Riyadh offering several iconic assets. KBR is providing Project Management...

  • Compliance Associate or Senior Associate

    4 months ago

    Riyadh, Saudi Arabia High Street Resources Full time

    Our client is a global private markets investment firm focused on providing customized investment solutions, advisory, and data services. Currently seeking a strong Compliance Associate. **Position Overview** This position will be part of a global compliance team and assist in various aspects of the firm’s Compliance program. The position’s primary...

  • Senior Associate

    3 months ago

    Riyadh, Saudi Arabia D360 Bank Full time

    Senior Associate - Partnerships - Operations The role is responsible for executing the various sales and marketing activities, monitoring the various channels for prospective partners, and evaluating market research findings, data analysis, and presenting the findings. He/She provides market feedback to the management. In addition, he supports relationship...

  • Mergers and Acquisitions Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia High Street Resources Full time

    About the RoleWe are seeking a highly skilled Mergers and Acquisitions Senior Associate to join our team at High Street Resources. As a key member of our advisory and private equity firm, you will play a critical role in executing mergers and acquisitions to support our strategic growth objectives.Key ResponsibilitiesLead and manage the end-to-end M&A...

  • Senior Associate

    1 week ago

    Riyadh, Ar Riyāḑ, Saudi Arabia Pinsent Masons Full time

    About the RoleWe are seeking a highly skilled Senior Associate to join our Projects team in Riyadh. The successful candidate will have a strong background in energy and infrastructure law, with a focus on project finance and development transactions.The ideal candidate will have a minimum of 5 years of post-qualification experience and a proven track record...

  • Senior Associate, International Private Equity Fund

    5 months ago

    Riyadh, Saudi Arabia Private Equity Recruitment Ltd Full time

    **About our client** Our client is a private equity team with a strong track record. This is an exciting opportunity for an Associate/Senior Associate to join their growing team based in Saudi Arabia. The fund invests across multiple sectors and across a range of private equity investments including fund manager selection, co-investments and direct...