Consulting

1 month ago


الرياض, Saudi Arabia Skill Farm Full time

**Responsibilities**:
Liaising with Regulators - Maintain close liaison with the relevant regulatory bodies and obtain any necessary licenses, and consents, make ad hoc notifications, file periodic regulatory returns, and provide information upon request.
Provision of Advice & Support - Review any marketing materials and make the necessary AML/KYC checks promptly to ensure compliance with regulatory requirements. Provide guidance and advice to the Board and senior management on any local regulatory matters.
Compliance Monitoring and Management Reporting - Conducting quarterly compliance monitoring and surveillance, reporting to the Board and senior management on the appropriateness and effectiveness of the FirmÕs systems and controls, and implementing any required. enhancements.

**Skills**:Knowledgeable and comfortable with regulation.
Attention to detail and strong analytical skills.
Excellent written and verbal communication skills.
Experience with retail clients.
Certified Anti-Money Laundering Specialist (ACAMS).



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