Senior Compliance Officer
4 days ago
Establish a robust legal and compliance framework for Ultimate Peaks, a leading Saudi-backed SME financing company. This critical role involves developing and implementing policies to ensure adherence to SAMA regulations, corporate governance requirements, and financial laws.
Key Responsibilities:
- Design and implement the company's regulatory compliance program, aligning with SAMA, CMA, and international best practices.
- Develop internal compliance policies and procedures that meet Saudi and global standards.
- Act as the primary liaison with regulatory bodies, ensuring timely reporting and compliance.
- Provide strategic counsel on corporate transactions, partnerships, risk management, and financial services laws.
- Lead AML and KYC compliance programs to mitigate financial crime risks.
- Oversee data protection policies, ensuring compliance with Saudi and global standards.
- Conduct internal audits, risk assessments, and compliance training to promote a strong compliance culture.
Requirements:
Mandatory:
- Bachelor's degree in Law (LLM preferred).
- 10+ years of experience in legal and compliance roles, preferably in the financial or banking sector.
- Strong expertise in SAMA, CMA, and Saudi financial regulations.
- Proven track record in establishing and leading compliance functions in financial services.
- Fluency in Arabic and English.
Preferred:
- Master's degree in Law, Business Administration, or Compliance-related fields.
- Certifications such as CAMS or CRCM.
- Experience in SME financing, fintech, or regulatory advisory roles.
- Strong background in corporate governance, risk management, and financial crime compliance.
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