Governance and Regulatory Expert
3 days ago
We are seeking a Governance and Regulatory Expert to join our team at State Street. As a Vice President, you will be accountable for managing staff and overseeing the implementation and maintenance of effective governance mechanisms to comply with local laws and regulations.
About the Role:
- This role requires strong organizational skills with an ability to influence and drive execution at all levels within an organization.
- The successful candidate will have proven ability to demonstrate ownership, work independently, and multi-task in a fast-paced environment.
- They will also have a solid understanding of local regulatory requirements with experience working with regulators.
Key Responsibilities:
- Chair and/or participate in committees and forums to ensure processes and controls are in place to meet regulatory and policy requirements.
- Provide advisory support to ensure all board and committee charters are in line with local regulatory and policy requirements.
- Contribute to board, committee, or forum materials and provide reporting to support management.
- Oversee third-party vendors and intercompany arrangements in line with local regulatory or policy compliance.
- Oversee business continuity planning and testing.
- Maintain a book of client records and legal entity fund lists.
- Review and monitor KYC, AML, financial crime compliance in line with regulatory and policy requirements.
- Manage and monitor Volcker oversight and reporting to ensure ongoing compliance.
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