Business Unit Compliance Manager, Assistant Vice

3 months ago


الرياض, Saudi Arabia State Street Full time

Who we are looking for

State Street is looking to hire Compliance Manager Business Unit, Assistant Vice President, in Riyadh, Saudi Arabia, to assist in delivering all regular activities as part of the SSSAFS Compliance Advisory programme, to actively promote a culture of Compliance, to provide day to day support to SSSAFS business and to provide support to the Head of IS/GD UKMEA Compliance with responsibility for assigned project work, as required.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What you will be responsible for

As a Compliance Manager Business Unit, Assistant Vice President, you will:
- Assist in the assessment of Compliance risks- Contribute to the execution and delivery of the regulatory compliance oversight programme for SSSAFS, ensuring compliance with CMA rules- Assist in the design and oversight of CRT activities to ensure a robust and comprehensive monitoring and testing plan for SSSAFS- Develop and maintain good working relationships with the SSSAFS business where required, providing advisory support to assist with regulatory queries, and ensuring closure of any Compliance issues within a timely manner- Act as Compliance representative in governance committees and forums and deputise for the VP Compliance Officer/MLRO where required- Contribute to written reports for Senior Management on the Compliance risk opinion and delivery of the Compliance programme, indicating progress achieved and any significant matters requiring attention- Identify training needs and facilitate successful implementation of Compliance training and education for all relevant staff within SSSAFS- Ensure the effective management of the local Compliance policy framework including review and input to regional/global policies, communication of policies and their key requirements to staff as required. This may include developing, implementing, promoting and maintaining compliance standards and procedures that require employees to act in a compliant manner- Keep abreast of regulatory and legislative updates or changes, analyse and interpret the regulation and legislation (new and current as required). Provide de-brief and feedback to peers and business stakeholders as required- Participate in and attend external regulatory forums and groups to engage with peers and industry bodies and the regulatory authorities on forthcoming regulatory change. Ensure that the outcome of such meetings are communicated to the relevant stakeholders (IS/GD UK Compliance and Senior Management)- Participate in client due diligence responses including Request for Proposals/Information, due diligence questionnaires, as well as presenting on the Compliance oversight programme in client due diligence meetings.- Assist in governance activities and contribute in the review of relevant materials e.g. NBPRA. Proactively identify and escalate any issues and weaknesses in the governance structure and promote the governance requirements as identified within the State Street model

Required Competencies- Competency in addressing issues at senior management levels- Ability to see relationships between issues at various levels and set priorities- Ability to develop business relationships within and outside of the organization- Proven interpersonal, communication, project management and leadership skills- Demonstrated problem solving, managerial and decision-making skills- Ability to work independently and adapt quickly in handling multiple/evolving tasks as a result of new engagements and/or re-prioritized deadlines- Ability to influence and build consensus- Excellent oral and written capabilities with desire to actively participate in industry events and assist with the development of policies- Ability to produce high quality and/or final work product and solutions under strict regulatory or management deadlines

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all


  • Executive Assistant

    1 month ago


    الرياض, Saudi Arabia Alfaisal University Full time

    **Overview**: - Department** Vice President of Finance and Admin** - Division**Finance and Administration** - Job Family**Administrative Support** - Reports to**Vice President of Finance and Admin** - Location**Alfaisal University - Riyadh** **Job Summary**: The Executive Assistant is responsible for managing the Vice-President's office for daily...


  • الرياض, Saudi Arabia Buckswood SchoolRiyadh, Saudi Arabia Full time

    **Buckswood School** Riyadh, Saudi Arabia £3,800 - £4,100 per month **Job type**: Full Time, Permanent **Start date**: September 2024 30 September 2024 **Job overview**: - Buckswood School Riyadh has recently opened this Autumn to students in KG1 - KG3 and Grades 1 to 3. Conveniently located in Al Izdiyah, close to transport networks our new school...


  • الرياض, Saudi Arabia Rentokil Initial Full time

    **Key Responsibilities**: - Assist the Credit Control Unit Manager in daily operational tasks and administration. - Work daily on Excel sheets, Proficient in Microsoft Office Suite, particularly Excel. - Ensure that all tasks are completed efficiently and effectively. - Identify and resolve operational issues, escalating to the Manager as needed. - Assist...


  • الرياض, Saudi Arabia Rawaj - Human Capital Management Full time

    Leverage your abilities and join the dynamic team of a leading company specializing in **the Automotive industry in Saudi Arabia.** As a **Vice President**, you will be responsible for overseeing business operations and implementing strategic growth initiatives in the automotive industry. You will lead cross-functional teams, drive process improvements, and...


  • الرياض, Saudi Arabia Teneo Full time

    Teneo is looking for a talented and driven Senior Vice President with a passion for strategic communications and Arabic language proficiency to join our Strategy and Communications team in the Middle East. Teneo's Strategy and communications service offering provides all aspects of integrated communications counsel to business and government leaders and...


  • الرياض, Saudi Arabia Inbox Business Technologies Full time

    Inbox Business Technologies is a leading IT solutions provider known for delivering cutting-edge technology and cybersecurity solutions. We are looking for an experienced Cyber Security Compliance Expert to enhance our compliance processes and ensure adherence to key cybersecurity frameworks and regulations. The Cyber Security Compliance Expert will be...


  • الرياض, Saudi Arabia Teneo Full time

    Teneo is looking for a talented and driven Senior Vice President with a passion for strategic communications and Arabic language proficiency to join our Strategy and Communications team in the Middle East. Teneo’s Strategy and communications service offering provides all aspects of integrated communications counsel to business and government leaders and...


  • الرياض, Saudi Arabia BlackRock Investments Full time

    **Vice President, Index Equity Portfolio Manager**: **Location**: **Riyadh, Riyadh Region** Category: **Portfolio Management** Job Requisition #**:R246291** Date posted**:Nov. 08, 2024

  • Vice President

    4 days ago


    الرياض, Saudi Arabia Qatar National Bank Full time

    Job Purpose Summary: The incumbent will be primarily responsible for managing on a day-to-day basis a portfolio of existing and potential Senior/large corporate customers to meet assigned financial targets of assigned country location. Incumbent is expected to develop and profitably manage banking relationships for business customers within their geographic...

  • Business Manager

    1 month ago


    الرياض, Saudi Arabia JPMorgan Chase Full time

    The EMEA Business Management group is part of the broader Office of the CFO department. This role will support all Lines of Businesses (LOBs) within JPMorgan Saudi Arabia Company and occasionally all the businesses operating within the Kingdom of Saudi Arabia. As a Business Manager within the Finance and Business Management team, you will support the CEO in...


  • الرياض, Saudi Arabia BAE Systems Full time

    **Weapons, Ordnance, Munitions & Explosives (WOME) Engineering Manager** **Salary: Competitive** **Grade: GG12** **Location**:Riyadh, Saudi Arabia** **JOB PURPOSE** BAE Systems is the UK Government’s nominated Prime Contractor under the Government-to-Government arrangements that are in place to provide equipment, support and training to Saudi Arabia....

  • Policy Management

    3 months ago


    الرياض, Saudi Arabia The Cigna Group Full time

    This is a broad and general role that will get involved in a range of compliance activities, with the view to specialize as the role evolves. The compliance officer will support the Middle East region, giving great exposure to a range of products and business units. You are expected to help deliver the compliance monitoring programme ensuring the business is...


  • الرياض, Saudi Arabia Gathern Full time

    **Governance**: - Develop and maintain a robust corporate governance framework that aligns with regulatory requirements and industry best practices. - Support the board of directors and senior management by advising on governance matters, including policy development, board procedures, and compliance with corporate governance codes. - Conduct periodic...


  • الرياض, Saudi Arabia JASARA PMC Full time

    **Responsibilities**: - Supporting Quality Management Unit Head. - Responsible for defining quality standards, policies and guidelines ensuring quality objectives are met. - Responsible for evaluation of metric and performance reporting - organize and analyze data and identify trends to offer solutions. - Supporting and coordinating day-to-day compliance...


  • الرياض, Saudi Arabia JASARA PMC Full time

    JASARA PMC is seeking a highly motivated Quality Compliance Specialist to join our team and contribute to our mission of delivering exceptional project outcomes in Saudi Arabia's rapidly evolving infrastructure market. As a Quality Compliance Specialist, you will be focus on Compliance and Quality Systems requirements specific to the Directorate of...

  • IT Manager

    2 weeks ago


    الرياض, Saudi Arabia Massar Business Solutions Full time

    Job Title: Manager (Sales and Business Development) Location: (Client)Riyadh, Saudi Arabia Industry: IT Services Experience Level: Senior (6+ years) Language - English and Arabic **Key Responsibilities**: - Sales Leadership: Lead and manage the sales team to achieve and exceed sales targets, ensuring the growth and profitability of the company. - Pre-Sales...

  • Compliance Manager

    3 weeks ago


    الرياض, Saudi Arabia Rasid Holding Company Full time

    Identifying the reasons for non-compliance, violations, and infringements, investigating them, and reporting them. - "Preparing and presenting compliance reports." - The compliance manager is supported in researching and measuring compliance strategies related to risk management programs. - The knowledge of the SAMA system, company policies, and working on...

  • Assistant Manager

    4 days ago


    الرياض, Saudi Arabia Chalhoub Group Full time

    **INSPIRE | EXHILARATE | DELIGHT** For over six decades, Chalhoub Group has been a partner and creator of luxury experiences in the Middle East. The Group, in its endeavour to excel as a hybrid retailer, has reinforced its distribution and marketing services with a portfolio of eight owned brands and over 300 international brands in the luxury, beauty,...


  • الرياض, Saudi Arabia athGADLANG Full time

    **athGADLANG is looking for a Risk and Compliance Manager for a reputable client.** **Job Overview**: **The Risk and Compliance Manager will be responsible for developing, implementing, and managing risk management and compliance programs to ensure the organization operates within the legal and regulatory framework. This role involves assessing potential...

  • Compliance Manager

    4 months ago


    الرياض, Saudi Arabia Infinium Associates Full time

    **JOB SUMMARY**: **DUTIES AND RESPONSIBILITIES**: - Develops, initiates, maintains, and revises policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct. Manages day-to-day operation of the Program. - Develops and periodically reviews and updates Standards of...